- historic battle on the field of Kossovo on 15 June 1389; Turks
and Serbs stood face to face...Prince Lazar had an army from his own and
Vuk Brankovic's lands and he received considerable help from his
Bosnian ally, Tvrtko I... the Christians had a measure of success to begin
with, and some confusion was caused in the Turkish camp by the death of
Murad I, who was killed by a Serbian noble, Milos Kobilic, posing
as a deserter. But the command was immediately assumed by Murad's son Bayezid,
and victory was assured for the Turks and the country was forced to become
a tributary state.
- the danger to Hungary was greatly increased by the completion
of the Turkish occupation of Serbia. Though pre-occupied with their domestic
difficulties, the Hungarian king put up a determined resistance to the
infidel. It was in the course of this resistance that John Hunyadi came
to the fore as a brilliant commander and a determined champion of the Christian
cause against the Turks. His victories in Transylvania and Wallachia (1442)
made possible the great assault in the Balkans which the papal legate,
Cardinal Julian Cesarini, was trying to organize (but which failed miserably
at the battle of Nicopolis, 25 Sept. 1396). - the Ottoman conquest
of the northern part of the Balkan peninsula continued with vigour. By
1393 the Bulgarian empire had been finally subjected. After a severe siege
the town of Trnovo capitulated on 17 July.
- the Wallachian prince Mircea the Old, strongly supported by
Hungary, proved however a much tougher proposition. A fierce battle was
fought on 17 May 1395 on the plain of Rovine. The military victory appears
to have gone to Mircea but he had nevertheless to submit to the sultan
and to pay tribute. Moreover, the Dobrudja fell into Ottoman hands and
Ottoman troops controlled the bridges of the Danube.
After they had destroyed the Bulgarian state,
the Turks came into contact with the Romanians. The history of this people
down to the later middle ages is obscure; and its origins are the subject
of much discussion. Romanian historians, with rare exceptions, resolutely
defend the point of view that the Romanians are the descendants of Roman
settlers and ancient Dacians, who were romanized during imperial times.
Outside Romania, however, the more probable view is generally held that
the origin of the Romanian people is to be found south of the Danube, in
the romanized population of the Balkan peninsula which, after the Slav
settlement, took themselves to the mountains to become a race of herdsmen.
Some of these 'Vlachs', as they were known from the end of the 10th century,
remained in the Balkans, and they were gradually assimilated into the people
amongst whom they were living. The last traces of them are the Cincari
in Macedonia and northern Greece. They are frequently mentioned in medieval
documents. In Serbian archives they are referred to as herdsmen, to differentiate
them from the farming population; in the course of time the name 'Vlach'
lost its ethnical significance and became a synonym for shepherd. We have
already seen that the Vlachs played a part in the development of the second
Bulgarian Empire. By virtue of their great numbers in Thessaly this province
became known as Great Wallachia, whilst Epirus was known as Upper Wallachia.
Others crossed the Danube and settled in the Carpathian region, and infiltrated
slowly into the neighbouring plains. In the thirteenth century the first
indications of political activity became apparent, and it was soon clear
that attempts were being made to shake off Hungarian rule. At the beginning
of the fourteenth century (1324) a large political unit developed south
of the Carpathians under the leadership of the voivode Basaraba, a Hungarian
vassal ('ad Basarab, Wayvodam nostrum transalpinum'); Basaraba soon
began the struggle for emancipation from Hungarian control. King
Charles1 led an expedition against
his mutinous vassal but the Hungarian army was surrounded and destroyed
in the Carpathians in November 1330; and this victory assured the independence
of Wallachia. Charles Robert's successor, Louis the Great, was also unable
to impose his authority permanently on Wallachia; and the temporary successes
that he achieved were quickly effaced by another Vlach victory over the
Hungarian army in 1369.
Soon after the appearance of Wallachia, yet another
principality, Moldavia, appeared on Romanian soil. Moldavia originated
in the Hungarian mark which Louis the Great established on the eastern
slopes of the Carpathians for defence against the Tatars. The voivode Bogdan,
who had freed himself from Hungarian hegemony (1365), played a similar
role in Moldavia to that of Basaraba in Wallachia. King Louis' efforts
to frustrate the formation of this Romanian principality only resulted
in Moldavia's recognition of Hungarian sovereign power and the paying of
an annual tribute, an arrangement which was essentially of a temporary
nature.
The emergence of these Romanian principalities and
their wars with Hungary had far-reaching consequences in the religious
field. For Hungary's efforts to impose and preserve its authority over
the Vlachs and Moldavians went hand in hand with its endeavours to organize
the Catholic Church in the districts behind the Carpathians. Liberation
from Hungarian rule virtually put an end to such efforts and ensured the
establishment of the Orthodox Church. The voivode Nicholas Alexander, Basaraba's
successor, turned to the Patriarch of Constantinople (1359), who appointed
a Metropolitan for Wallachia, with his seat at Arges (Curtea de Arges).
A little later Suceava, the principal town of Moldavia, at last obtained
its Metropolitan (1401). In both principalities Slavonic was the official
language in the national administration as well as in the Church. In Romania,
Slavonic played a role similar to that of the Latin language in the West,
and in the middle ages it hindered the development of literature written
in the native tongue.
Slav influence, particularly that of its nearest
neighbours, the Bulgarians, is reflected in both the character and the
nomenclature of Romanian institutions. The ruler's court was organized
on a model which had its origins much earlier on in the south, though there
was some Hungarian influence. In so far as the titles were of Byzantine
origin (such as logothet, protovestiar, comis), they did not come
direct from Byzantium, but by way of the Slavs. The dvornik (lord
steward) was the supreme judge at the court and in the country. The posteljnik
(chamberlain), paharnik (cup-bearer) and the stolnik (table
steward), were all known at the courts of the southern Slavs. The power
of the ruler (voivode) was theoretically absolute. He was the supreme
commander of the army and chief justice, he endowed nobility and Church
with lands, had coins minted bearing his own likeness, and drew the revenue
from taxes. Every act of public life was connected with his person. In
practice, however, the nobility exercised a powerful influence on national
affairs. They determined in their own assembly who should occupy the throne,
since no established line of succession existed. Such a system had obvious
disadvantages and conflicts arose between pretenders and their supporters,
usually complicated by outside intervention. All this inevitably diminished
the authority of the ruler and hindered the consolidation of the state.
The peasants were mainly dependent on the
feudal lords. They owned the land, and were not bound to the soil, but
they had certain obligations, such as working on the land of their masters,
or handing over one tenth of their produce. There were also completely
free peasants, who were subject to no feudal lord; these appear to have
been fairly numerous in Moldavia. Like the dependent peasants, they also
had to pay a national tax (bir), for which individual villages were
assessed as a taxable unit, the sum being again divided amongst the peasants
according to the size of their holdings. As the needs of the boyars grew,
the position of the peasants deteriorated, and by the sixteenth century
they had lost their freedom and were bound to the soil.
The Romanian principalities came to birth in the
struggle against Hungary, though Hungary could not prevent their development,
it did not abandon its claim to them, and from time to time it succeeded
in imposing various obligations upon their voivodes, and even on occasion
brought its own candidate to the throne. Moldavia was also exposed to Polish
pressure, and for sometime had to recognize Polish authority. But the greatest
danger to the independence and future of the principalities came from the
south, where the Turks, after the fall of Bulgaria, had pushed their frontier
to the Danube. By the reign of Mircea the Old (1386-1418), Wallachia had
become a theatre of war in which the Turks played the leading part. One
section of the boyars, who were discontented with Mircea, with the aid
of the Sultan Bayezid I, proclaimed Vlad voivode. Mircea
had to seek refuge with the Hungarian king, Sigismund2
. An allied army advanced into Wallachia in the spring of 1395 and defeated
the Turks at Rovine (17 May); this drove the usurper Vlad to place himself
under Polish protection. Mircea, for his part, remained with Sigismund,
and accompanied him on the expedition against the Turks which ended in
the catastrophe at Nicopolis (1396). He succeeded in saving himself, and
freed himself from his rival, Vlad, who was captured in 1397 by Stibor,
voivode of Transylvania; he drove back fresh Turkish attacks and retained
control of the Danubian crossings. The Turkish defeat at Ankara (1402)
and the civil war between Bayezid's sons brought some relief to Wallachia.
The voivode Mircea strengthened the defenses of the southern frontier by
occupying a belt of land on the right bank of the Danube, notably the town
of Silistria: in his title he now held that he was `lord and ruler of the
land from beyond the Danube to the Black Sea and Silistria'. When Sultan
Muhammad I restored Turkish unity, Mircea was soon forced to pay tribute.
The Turks, however, were still not sufficiently powerful to impose their
authority on Wallachia. Hungary, which had taken the leading part in the
Christian war, tried, as with Serbia and Bosnia, to draw the Vlachs into
its camp. The attempts of both the Turks and Hungary
to secure their supremacy over Wallachia and to bring their vassals to
the throne, resulted in constant changes of ruler and fierce internal strife.3
But as Hungary abandoned its offensive attitude towards Turkey and went
over to the defensive, Ottoman control over Wallachia was gradually extended.
- the Cumans and Tartars drove the Rumanian population to the mountains; a Slav population dwelt in the plains, the banat of Craiova, or "little Wallachia" was Hungarian
- around 1290 the Rumanians came from Transylvania into Wallachia to escape religious persecution by the Hungarian king
- the foundation of the principality is falsely ascribed to a colony from Fagaras, under the leadership of Radu Negru (Rudolf the Black), established itself at Ca^mpulung and gave the name of "land of mountains" (Tara Munteneasca) to the flat country of Wallachia
- Radu's successor Ivanko Basaraba strengthened his position by marrying his daughter to the Tsar of Bulgaria
- over time its territory extended towards the Black Sea, occupying
all the area comprised
in the delta of the Danube (Dobrudza) and part of Bessarabia; the chief
town was Silistria
- stock-raising was about the sole industry; wealth measured in terms of horses and cattle
- Rumanian nobles were excessively fond of velvets and silks
-Voivodes Gelu Glad and Menumorut who led over Romanian bodies
politic set up in the
Transylvanian territory in the 8th-9th centuries
- Voivodes Balica, Dobrotita and Ioancu of the ancient
Romanian lands of the lower
Danube and the Black Sea
- Basarab I, Vlaicu Voda, Mircea
the Great, Bogdan I, Petru Musat and Alexander the
Kind4 ensured the domestic strength of
the Romanian countries so that their followers Iancu of
Hunedoara, Vlad, Radu the Great5, Stephen
theGreat6, Radu de la Afumati, Petru
Rares, Ioan
Voda and Michael the Brave7 could
resist the Ottoman pressure
- Alexandru Lapusneanu - ruling Prince of the Romanian
county of Muntenia (in 16th
century)
Romanian Origins
Romanian territory was originally inhabited
by Scythians, Cimmerians and Getae, probably akin to the ancient Illyrians
in the West, and so to all the earliest strata of Balkan peoples. These
races "drove back Iranian invaders eastward and Celts to the west, and
founded the greatest barbarian empire ever known in this part of Europe.
The Getic kingdom of Burebista included Bohemia and Western Hungary, as
well as Bessarabia and Bulgaria, but the Transylvanian Carpathians remained
the basis of its power. Even the Roman conquests
beyond the Eastern Alps and the Adriatic were not complete until Dacia
submitted."8 The history of the Daco-Roman
people begins as early as the third century BC. Already under Burebista,
the great king who was at the height of his power about 50 BC, there was
steady infiltration of Roman citizens and traders, finding their way across
the Julian Alps and down the Sava and Danube valleys, but also through
the heart of the Balkan peninsula - as is suggested by the fact that numerous
coins of Apollonia and Dyrrachium have been discovered in Moldavia. Burebista
was strong enough to threaten the Roman organization of Thrace, and Caesar
not long before his death appears to have contemplated an expedition to
the Lower Danube.The civil wars that followed Caesar's death postponed
all danger to Dacia from without, but the loosely-knit realm of Burebista
soon fell prey to internal dissensions, as a consequence of which the victorious
Octavius was able to expel the Dacians from Thracian soil and even to send
a punitive force across the Danube.
During the first century of our era the Romans
consolidated their rule in Thrace and Moesia and left the Dacians unmolested
on the northern bank of the river. It was not till the reign of Titus that
serious hostilities broke out between them, and by this time Dacia again
had a ruler of exceptional merit, Decebalus, "a worthy opponent of the
Roman power". After two Roman generals had suffered
serious reverses, a third, Julianus, forced his way to the Dacian capital,
won a victory at Tapae (in the east of the Banat), and forced him to sue
Domitian9 for peace. That emperor's defeat
by the Marcomanni prevented him from following up this success, and not
merely did he leave Decebalus to all intents and purposes independent,
but in the end purchased immunity from Dacian raids by the payment of an
annual tribute. Meanwhile the influx of Roman settlers steadily increased:
the Dacian king welcomed skilled workers, engineers and craftsmen of various
kinds and constructed fortresses according to Roman technique. Even apart
from these newcomers, there were already "a sufficient number of natives
who understood the language, for letters to be written in Latin."
With the accession
of Trajan10 the humiliation of a tribute
was speedily rejected by the Romans. In 101 war broke out between Decebalus
and Trajan, who massed his army at Viminacium (in northeast Serbia), crossed
the Danube into the modern Banat and after a stubborn resistance dictated
peace in the Dacian capital, Sarmizegethusa. Decebalus retained his crown,
but had to accept a Roman garrison and a civil adviser. To secure his communication
with the newly conquered province Trajan built his celebrated bridge across
the Danube - the work of the architect Apollodorus of Damascus, but
the strategic point which he chose for it was no longer Viminacium, but
a point below the cataracts of the Iron Gates11,
near the modern town of Turnu-Severin, from whence there was easy access
to the heart of Oltenia, and to Sarmizegethusa up the valley of the Cerna.
In 105-106 war broke out a second time, Decebalus made desperate efforts
to shake off the yoke, and Trajan, warned of the danger by special messengers,
embarked at Ancona and hastened back to the Danube, equally determined
to crush all resistance finally. Forcing his way through the Carpathian
passes, he took the capital by storm after a prolonged siege. Decebalus
escaped in disguise, organized a fierce guerilla warfare, but was at last
made prisoner and saved himself by suicide from the fate of gracing a Roman
triumph. This triumph, when it came, was to be
immortalized beyond all others by the Column of Trajan in Rome and its
long series of reliefs of Dacian captives and victorious legionaries.12
The Dacians had not been a mere collection
of barbarous tribes, but had a rudimentary culture of their own, and a
well-marked social and economic structure. They did not therefore accept
Roman rule willingly, and many of their warriors withdrew to the free north
and coalesced with the still migrant German tribes. For this reason Trajan
organized the new province of Dacia on very special lines, bringing large
numbers of colonists from every part of the Empire, and technicians to
develop the rich gold, silver and salt mines of the future Transylvania.
The inscriptions which survive show that some came from Greece and Asia
Minor, some from Spain, some perhaps from Persia and Egypt, for there are
altars to Celtic divinities, while on the other hand the cults of Mithras
and Isis are represented. Trajan's main object seems to have been to erect
a strong barrier against the wild tribes already stirring in the steppes
of what is now Southern Russia. Dacia, then, was above all a mountain massif,
a fortress intended to dominate the Wallachian plain in one direction and
the valley of the Theiss in the other: but these were neglected and only
thinly populated. A wall was built from the Carpathians to the mouth of
the Dniester, near the modern Cetatea Alba (Akkerman); and the inhabitants
of all that lay between it and the river Olt were merely in a loose tributary
relation to the Romans. The capital town, Sarmizegethusa, on the southwest
fringe of the great sickle-shaped Carpathian range, was rechristened Ulpia
Traiana: Apulum (Alba Julia), Napoca (Cluj),and Porolissum (near Gherla)
were also towns of some importance.Under Hadrian13
Dacia was divided into an Upper and Lower province, and the name of "Dacia
Felix" became current: under Marcus Aurelius it was even split into
three sections, though a "concilium trium Daciarum" continued to
meet at the common capital.
The provincials of Dacia extended the traditions
and culture of Rome towards the northeast, building upon an essentially
agricultural basis, and no less certainly intermingling from the very first
with the native population. It must suffice to state that the latest results
of research show that the process of colonization and penetration was much
more gradual, more prolonged and more effective than was supposed by earlier
writers. A new and transformed nation was already in the making, when the
Empire fell into decay and was driven on to the defensive.
The middle of the third century witnessed
those first mysterious migrations of the peoples which were gradually to
transform the ancient world and lay the foundations of modern Europe: and
it was but natural that the pressure should first become acute upon the
Danubian frontier. It was no mere accident that the Empire in its hour
of danger should have been saved by a succession of able soldiers and administrators
whose native province was more immediately threatened. The Illyrian emperors,
from Claudius II to Diocletian and Constantine, seemed to be transferring
the Roman world's centre of gravity from Italy to the Eastern Adriatic
and the Middle Danube.
As the Gothic
menace grew, Decius14, himself a native
of Syrmia, rallied the forces of the Empire and won the title of "Restitutor
Daciae" by defeating the invaders near Nicopolis on the Danube. But
his triumph was short-lived: in 251 he and his son went down fighting in
a great battle at Abritum, which has been roughly identified as in a swamp
of the modern Dobrogea. The Goths on their side had suffered so severely
as to lose for a time all powers of serious offensive: but a decade had
not passed before civil disorder reduced the Empire to dire extremity and
positively invited invasion. A last memorable rally was achieved by Emperor
Claudius, who won a decisive victory over the Goths at Naissus (Nis
in Serbia) in 268, after they had penetrated into the very heart of Moesia
Superior and seemed about to establish their strategic control over the
entire peninsula. But Claudius, at once a great soldier and a just and
constructive statesman, died prematurely after the briefest of reigns,
and it became obvious that the situation could only be saved by a bold
policy of cutting losses and a reorganization of Empire strategy and defence. This
was the task undertaken by Claudius' successor Aurelian15,
yet another successful and ambitious soldier of Syrmian peasant stock.
In his brief reign of barely five years he took decisions which were to
leave a permanent mark on history - checking the advance of the Alemanni
and the secession of Gaul and Britain, destroying the short-lived empire
of Palmyra. It was Aurelian, then, who also decided the future of the Romanian
race by his decision to evacuate Dacia in 271. He had come to the conclusion
that the province formed too exposed a salient amid the waves of advancing
barbarism, and that its strategic defence could not easily be combined
with that of the wide Pannonian plain, in which the Danube formed a natural
boundary. The legions and officials were therefore withdrawn to the south
of the river, and the name of Dacia was transferred to Upper Moesia
(corresponding roughly to the central portions of modern Serbia). There
is of course nothing that can be described as evidence regarding the extent
of the abandonment. It is safe to assume that the wealthier settlers withdrew,
but the great mass of the population remained behind.
Henceforth the territory
which now forms Greater Romania16 stood
exposed to the shock of repeated invasions from the east. Beginning with
the Goths and Gepids, almost all the many peoples who flooded into Southern
Europe between the third and tenth centuries passed first over the Romanian
soil. But it is to be noted that in every case the objective of invasion
lay beyond: the glittering plunder of Byzantium and of the rich Italian
cities beckoned the barbarians onward. The Dacia of Trajan was a mere stage
on the road, and nothing is more surprising than that the Goths in particular
should have left virtually no trace throughout the territory in question.
The Barbarian Invasions
As the Goths moved steadily onwards, their
place was filled by the first Slavonic tribes, who permeated the whole
Balkan peninsula and submerged more than one city of note. Following again
upon their heels in the sixth century, the Avars settled in the Pannonian
plain and penetrated to the Adriatic coast, only to be decimated and submerged
in their turn by the advancing Croats and Serbs in the seventh century.
In all this early period the fate of the native populations is quite obscure:
conditions were, of course, rendered altogether fluid by constant invasion,
yet it seems probable that the provincials were already akin with the natives
farther north, and constantly intermarrying with them. At the same time
the towns rapidly decayed, the highways became unsafe and neglected, and
rural life was primitive in the extreme. Many centuries were to elapse
before the foundations of ordered government could be established. The
Slavs had to come in order to render possible the formation of a Roman
people in the East. In the face of common dangers, the two peoples seem
to have fraternized, abandoning the great plains for the remoter Carpathian
valleys: and it may be supposed that the numerous Slav place-names in Romanian
territory date from this period.
Much more important than the Avar invasion
was that of the Bulgars, a kindred Ural-Altaic tribe who swept across the
plains of what we now call Moldavia in the second half of the seventh century
and soon established themselves firmly between the Danube and the Balkan
range, taking as their capital Preslav - the already Slavised Marcianopolis.
The Bulgarian empire reached its zenith in the ninth century under the
savage Krum and the politic and calculating Tsar Boris, who accepted Christianity
at the hands of the Slav apostles, Cyril and Methodius. It is, however,
to be noted that the Daco-Roman population, which was subjugated by the
Bulgars as they passed through their territory, had already accepted Christianity
before their arrival - though probably in an imperfect and superficial
manner.
During the eighth and ninth centuries the
Bulgars extended their sway, not merely over the future Romanian principalities
on the Lower Danube, but also over much of Moesia and of the central Pannonian
plain. They thus became the neighbours of those ephemeral Slav states which
preceded the Magyar conquest, and in particular of the Great Moravian empire,
whose capital was at Nitra in Western Slovakia, but which at its height
stretched far to the north and to the south also.
The Romanians, though already Christianized
in a somewhat superficial manner, owed to their early subjection to Bulgar
rule the adoption of a Bulgaro-Slav rite which they did not shake off till
the middle of the seventeenth century. As late as the middleof the nineteenth
century, Romanian liturgical books were still being printed in Slavonic
characters. There is no evidence whatsoever as to the exact period at which
the Bulgarian rite was adopted by the Romanians, though it seems reasonable
to suppose that it took place under Boris or Simeon. That it provided a
strong rival influence to that of Byzantine hellenism, or in acertain sense
a buffer between the two, cannot be doubted.
In the closing years of the ninth century
(896 is the traditionally accepted, but somewhat arbitrary, date) the Magyars
(another tribe of Ural-Altaic stock, akin to Hun, Gepid, Avar and Turk)
crossed the Carpathians, broke to fragments the loosely knit Moravian state,
and, by occupying the old paradise of the Huns, the great plains of the
Danubian basin which they hold to this day, drove a permanent wedge between
the Northern and Southern Slavs. At first retaining their nomadic habits,
they seemed bent on following the track of earlier invasions into Italy
and Germany. But Otto the Great's decisive victory near Augsburg in 955
checked their marauding raids and drove them to rest content with Pannonia
as their home. Late in the ninth century they too had accepted Christianity,
but this time definitely from Rome rather than Byzantium: and their Duke
Stephen in 1000 accepted the kingly Apostolic Crown from Pope Sylvester
and laid the foundations of the royal power on mainly feudal lines. It
is not until the beginning of the thirteenth century that history breaks
its long silence and reveals the existence of a "Vlach" or Romanian nation.
The Magyars were the last of the conquering
hordes to establish permanent settlements in Europe. Their successors,
the Petchenegs, were no less formidable in their day, but their name has
vanished as completely as that of the Avars and Gepids. They seem to have
perished in internecine warfare, in strife with Byzantium, and in quarrels
skilfully fomented by the empire with other neighbours. There remained
yet another Asiatic tribe, the Cumans, who followed the Petchenegs across
the Moldavian plains and were eventually welcomed as settlers in Hungary
by King Bela III.
...the modern Romanians, who fall into two main groups - the so-called Daco-Romans and Macedo-Romanians - owe their survival in each case to the shelter provided by high mountain ranges, inhospitable and difficult of access in early times - in the south the Pindus, in the north the Carpathians. Transylvania stands out as a mountainous island on the physical map of Europe, surrounded on three sides by great plains. What more natural than that it should serve as a refuge during the long centuries of invasion,and that the survivors should issue forth into the plains when at last the tide of invasion began to subside?
...note that Wallach - the name which soon attaches itself to the first organized independent principality of the Romanians - is a foreign word derived from Vlach, the Slav word for Romanian, which has passed into Latin as Valachus, into Magyar as Olah, and into German as Wallache. The native tongue has always employed the words Roma^nia, Roma^n, Tara Roma^neasca.
The First Princes of Wallachia
Little or nothing is known of the first Romanian
princes, beyond their names. In Oltenia in the second half of the thirteenth
century, Litovoiu was sufficiently strong to refuse the tribute demanded
by Hungary, but in the end was overthrown and killed in battle by Ladislas
IV. His successor Ivancu, or Tihomir - a name suggesting that Slav and
Romanian were still intermixed among the leading families of the infant
state - profited by the internecine troubles in Transylvania and Hungary
in the last decade of the century, which continued after the extinction
of the House of Arpad in 1301. A disputed succession between the foreign
princes who could claim maternal descent from the national dynasty was
a heaven-sent opportunity for the Romanians to loosen the ties that bound
them, and the fourteenth century witnessed their steady national consolidation,
despite the parallel expansion of Hungary under the Angevins.
Early Romanian chronicles assign the foundation
of theWallachian principality to the year 1290, and assert that a certain
voivode of Fagaras, named Negru-Voda, crossed
the mountains with his many boiars and followers, established himself at
Ca^mpulung in the southern foothills, and was recognised as "Domn" or Lord.
This story was accepted by Romania's first great modern historian, A.D.
Xenopol, but more recent research rejects it altogether and suggests a
confusion with Radu Negru-Voda whodid actually rule in Wallachia
a whole century later and was the father of Mircea the Old.
The most that can safely be affirmed is that
the whole trend of Romanian political life was in this early period from
north to south, and that this was due at once to the growing hold of the
Hungarian crown over Transylvania, the stiffening of the feudal regime,
the advent of German and other settlers, and the renewed proselytizing
zeal of the Roman Church, of which the Apostolic king was as a rule the
willing exponent, so long as his own rights were not unduly impinged upon.
That there was a definite movement from the hills into the southern plains
is shown by the title assumed by the first Primate of the new state, and
ever since borne by his successors - Metropolit al Ungro-Vlachiei si
Exarh Plaiurilor (i.e. of the High Mountains), and yet again by
the native names under which Wallachia and its people have always been
known - Tara Munteneasca17, Munteni,
though it is in main a low, at most undulating, plain. Most significant
of all is its choice of capitals - first Ca^mpulung, then Arges,
both in the mountain district, then Tirgoviste by the foothills.
Thus we find a gradual tendency to move away from the shelter of the mountains
and, as the state consolidated, to venture step by step further into the
plain.
A further factor which contributed to the
growth of an independent Romanian state was the increasing importance of
the trade routes from Poland and northern Europe generally to the Black
Sea - which at the same time explains the rise of the Saxon towns, notably
Hermannstadt (Sibiu) and Kronstadt (Brasov). From the latter town
the route passed to the Wallachian Ca^mpulung, and there forked into two,
straight south to the port of Giurgiu and eastward to Braila, which
has ever since been one of the main centers of Danubian trade. The road
from Hermannstadt went through the Red Tower pass towards Arges,
and so to Calafat, at a point halfway between Vidin and Giurgiu. Meanwhile
the great "Tatar" route, as it was called, passed through the future Moldavian
state to Caffa, the famous Genoese emporium on the Black Sea, while another
led to Chilia in the Danubian delta and Moncastro, also a Genoese
colony, but better known under it's later Romanian and Russian names of
Cetatea Alba and Akkerman. As the Romanians themselves, in these early
times and for centuries to come, were entirely agricultural, the trading
class consisted almost exclusively of strangers, Germans and Poles, and
Jews from the north, Greeks and Ragusans from the south, Genoese in the
Black Sea ports, and Armenians, who gradually penetrated inland and formed
settlements in such Transylvanian towns as Dej and Satu Mare. These foreign
merchants used Hungarian, Byzantine and Polish money: among the natives
most transactions were in kind, and land or luxuries were bartered for
produce and livestock, and service rendered to the prince and his boiars
in the same way.
The first consolidation of the Wallachian state
may be said to date from the reign of Basarab (1330-1352), but there is
not a single document or charter in existence from which we can supplement
our scanty knowledge of him. Finding in Hungary the chief menace to his
power, he naturally allied himself both by treaty and by marriage with
his Bulgarian neighbours across the Danube. But Bulgaria was now in rapid
decay and eclipsed by the rising star of the Serbian empire. Basarab found
that he had backed the wrong horse: he came to the aid of his kinsman,
Tsar Michael of Vidin, and shared his defeat at the hands of the Serbians
at the disastrous battle of Velbuzd in 1330. Michael fell fighting, and
Bulgaria, weak and disunited, lingered on as little better than the vassal
of Serbia, only to fall at last into the hands of the Turks.
Basarab's misadventure encouraged Charles
Robert of Hungary to reassert Hungarian supremacy, and he invaded Wallachia
with a large army, but at Posada suffered a severe reverse and barely escaped
with his life by changing clothes with one of his retainers. As compensation
for this failure he managed to recapture Severin, which now remained in
Hungarian hands for most of the century.
Louis the Great and Wallachia
In 1342 Charles Robert was succeeded by his
young, brilliant and energetic son, known in history as Louis the Great,
under whom Hungary may be said to have celebrated her golden age. Never
was the net of Hungarian foreign policy thrown so widely and so successfully,
but this very fact was the salvation of the Romanians, for his major efforts
were directed towards Venice, with whom he contested the Dalmatian coast,
towards Italy, where his kinsmen of the Angevin house held the throne of
Naples, and his brother became the consort and victim of the licentious
Joanna; towards Serbia, under Tsar Dusan, with whom he was tempted to contest
the supremacy of the Balkan peninsula and in particular the suzerainty
of Bosnia; and above all, perhaps, towards Poland, whose throne he inherited
by marriage in 1370 and in whose ambitions in the now decadent kingdom
of Galicia and even in heathen Lithuania, he allowed himself to become
involved. Speaking broadly, Hungary under the
Angevins may be said to have had two main ambitions - to extend her domination
at the expense of the still fluid Balkan world, to supplant the now obviously
decaying power of Byzantium and prevent any of the young Slav states from
usurping its place, and at the same time - and this was in full accord
with the Guelf traditions of the new dynasty18
- to spread the Catholic faith throughout southeastern Europe at the expense
of schismatic, heretic and infidel alike. The constant diversions which
all this involved doubtless prompted him to evolve a special policy on
his southwestern frontiers, not altogether dissimilar from that adopted
by the Frankish empire five centuries earlier towards the unsettled territories
that lay to the east. In otherwords, he set himself to create a series
of marches, that of Severin controlling the Iron Gates and the difficult
country on either side of it; that of Vidin, farther down the Danube, as
a point of vantage from which to extend his sway over northwestern Bulgaria
and take Serbia in the flank; that of Fagaras,
which he granted to Vlaicu, the grandson of Basarab, as "Ducatus Omlasii
et de Fagaras", in the hope of bringing the "Transalpine" lands into
the same sphere of influence as the Transylvanian; and, finally, the voivodate
of Maramures, in the mountainous and thinly populated districts
that separated the north of Transylvania from the kingdom of Halicz or
Galicia.
In the end the great king was prematurely
aged and worn down by such varied and exacting ambitions. But though he
attempted the impossible, in certain directions his policy was clearly
defined and relatively successful, namely in his zeal for the interests
of the Church and in his efforts to extend Hungarian influence to the south
and southeast. He was in close and almost uninterrupted alliance with the
Papacy, co-operating in many schemes for the extirpation of Balkan heresies
and for the reunion of the Eastern Church with the Holy See, in return
for help against Asiatic invaders. On one occasion the Emperor John VI
himself visited him at Buda and employed his good offices with the Pope.
Louis, it should be added, showed from the first a clearer perception of
the Turkish danger than many contemporaries. This is shown by his expedition
to Vidin in 1365: for it was a prompt and energetic countermove to the
transference of the Turkish capital from Broussa to Adrianople in that
year. Bulgaria was falling into two weak principalities, the more easterly
of which had hastened to become the Sultan's vassal, and Louis was anxious
to prevent Tsar Stracimir at Vidin from following this fatal example. His
bold seizure of Vidin won him the ready support of Vlajko of Wallachia
and led to the first direct encounter between Turk and Magyar. But Vidin
was recovered by the Bulgarians in 1369, and Louis was absorbed in Polish
affairs when the disastrous news of the Marica reached him in 1371. He
was again swift to recognize the growing danger and ready to make war upon
the Turks, but only on a grand scale or not at all: and in his negotiations
with the Pope for this purpose, he imposed as his conditions that a crusade
should be preached and that the Church should make special contributions.
When Gregory XI boggled over such concessions and the other Powers with
one accord found excuses for providing very inadequate assistance, he desisted
from his plan and the Turks were left free to strengthen their stranglehold
upon the Balkan peninsula. It is in Louis the Great's colonising policy
on the northeast frontier of Hungary that we find the germ of a second
Romanian state. For about the year 1349 the Voivode Bogdan revolted against
his strong overlord, and crossing to the eastern slopes of the Carpathians
established himself in "Terra Moldavana" around the river Moldava,
which rises in the modern Bukovina and eventually flows into the Siret
at Roman. Here he was relatively safe from attack: and Hungary had no special
incentive to push beyond the Carpathian watershed.
That Moldavia took shape somewhat later than
the sister state was doubtless due to the fact that it had suffered far
more from the great onslaught of the Mongols in 1241 and from the persistent
inroads of Cuman and Tatar tribes both before and after the event. The
new prince, on whom Wallachia looked askance without being able to hold
him in check, adopted the oxhead and star as his coat of arms and circulated
rude coins (stamped in the Polish mint) bearing the title "Bogdan Voevoda
Moldaviensis". It is here that the title of Hospodar, which is simply
the Slavonic "Gospodar" or Lord, first arises. Here
too the centre of gravity is at first in the north - at Baia, at Cimpulung19,
Radauti and Suceava: only in much later times was
it transferred to the modern capital of Iasi (Jassy), in the plains
west of the river Pruth.
There can be no doubt that the withdrawal
of powerful Romanian nobles from Transylvania to the two young principalities
weakened the position of the Romanian population which they left behind
them. The remaining nobles were in process of time Magyarized, and their
blood may still be traced in some of the great feudal families of Transylvania,
such as Teleki, Mailath and Josika. Class interests proved stronger
than blood, and from the fifteenth to the twentieth century the position
of the Romanians in that province was that of mere helots.
Conditions of both Wallachia and Moldavia remained
extremely primitive for a long period after the first foundation.There
were no real towns except a few market centres on the main north and south
routes to which we have already alluded, and even they seem not to have
been of sufficient importance to be walled. Very little money was in circulation,
payments were mainly in kind. Both countries were completely isolated even
from such general culture as then prevailed. Education was almost unknown.
Even the Church was backward and unorganized, served mainly by Slav priests,
using a Slav liturgy, and for a long time dependent on the Bulgarian bishops
of Silistria and Vidin. This extreme weakness of the Orthodox Church in
Romanian lands was an incentive to Catholicism, powerfully fostered by
the Hungarian kings as an instrument of policy: and for a time the Catholic
bishopric of Milcov seemed likely to perform the function of Lubeck or
Magdeburg in Baltic lands in earlier times. The Wallachian Domn Basarab
and more than one of his family were influenced by Catholic doctrine, intermarriage
playing its part, and Pope Urban V making special efforts to win them over.
But the political danger turned the scale, and in 1359 the Domn appealed
to Constantinople and obtained from it the nomination of a "Metropolitan
of Ungro-Wallachia and Exarch of the Mountains." The first metropolitan
of Moldavia (or Moldo-Vlachia as it was first called in Constantinople)
was established at Suceava in 1374 and consecrated by the patriarch of
Ochrida - a see originally Bulgarian, but hellenised by the Emperor Basil
after his reconquest of Bulgaria. It soon became a tradition of the prince's
states to show great liberality in the endowment of monasteries - in which
learning was virtually concentrated till quite modern times. But it was
a long time before they could rival the noble example of the Serbian rulers
of the thirteenth and fourteenth centuries, or of the great Rilo monastery
of Bulgaria.
Early Romanian Institutions
The close personal
connection between the nascent Romanian court and those of Bulgaria and
Serbia naturally enough led to the imitation of high dignities and administrative
offices. The Logofet or Chancellor, the Vistiarnic or Treasurer,
the Dvornic20, who seems to have
been at once Chamberlain and Supreme Judge, the Stolnic (Master
of the Bedchamber), the Paharnic (Cupbearer), the Cluciare
(Keeper of the Keys), are for the most part Slav titles, though of course
the Slav States had in the first instance simply borrowed such functions
from the elaborate ceremonial of Byzantium. The most important military
office seems to have been that of Ban or Governor of Oltenia, who was responsible
for defence against invasion.
It was a narrow oligarchic society in which the
prince exercised virtually absolute power, and his council (or "Divan",
as it came to be called in the Turkish days) was merely advisory. He alone
could admit to the boiar or noble class, or make grants of land: and this
he often seems to have done, not only at the expense of the subjected peasantry
(dorobanti), but even of the free peasants (calarasi),
when they failed to pay the contributions laid upon them.
The boiars were exempt from all direct taxation,
exactly as the nobility of Hungary: but at the same time they were liable
to dues on several of the most vital sources of agricultural wealth - sheep,
cattle, wine, bees (always a great Romanian industry), etc. They exacted
from the subjected peasants one-tenth of their crop, corresponding to the
feudal "robot" further west: but despite all the miseries of their lot,
the peasants never entirely lost the right of property or the right of
moving to a new home.The prince drew his revenue from these dues, and taxation
only became really oppressive when under the Turks he was in continual
need of squeezing more money from his subjects. Meanwhile the prince owed
his election to an Assembly of the Boiars and higher clergy, and there
was a recognised practice of submitting its decision, in a rough and ready
way, to the acclamation of the crowd. But this practice, and the lack of
any regular law of succession, gave rise to endless intrigues and rivalries
and prevented internal consolidation. Election was open to every member
of the reigning family, including illegitimate offspring, and the central
fact of Romanian history from the fourteenth to the seventeenth centuries
is a recurrence of palace revolutions and the overthrow of one ruler after
another by rival factions, only too often supported by foreign influence.
There was, of course, the added complication of rivalry between two thrones,
which partly explains the arrogant titles assumed by the one to outbid
the other, and at a later date offered constant temptation to intrigue
and invasion.
In the period of three centuries between 1400
and 1700 the number of princes who occupied each of the two thrones was
about sixty-five. In other words, the average duration of a reign was barely
seven years, and if we allow for the fact that at least a quarter of the
rulers were driven out once, or even twice, the average will fall still
lower. It is unnecessary to add that most of these flitting figures were
mediocre and obscure to the last degree. Only a dozen of the more outstanding
among them deserve to be rescued from oblivion.
No clear theory has as yet been evolved by
native historians to explain why the two original dynasties, which survived
for nearly three centuries in circumstances such as rendered despotic rule
inevitable, and which admittedly produced one or two men of very high ability,
such as Mircea the Old, Vlad Tepes, Alexander the Good, Stephen
the Great, Peter Rares and Michael the Brave, should none the less
have signally failed to establish the royal power on sure and lasting foundations.
The lack of any worthy successor to two such notable princes as Stephen
and Michael was a contributory factor of the first importance: and of course
the geographical isolation of the two states, and their peculiar relations
with Constantinople after the Turkish conquest, played a decisive part.
But it would also seem as if some of the qualities essential to constructive
political life had been lacking to the Romanian ruling class in those early
centuries and counteracted the amazing virility and persistence to type
to which the Romanian peasant owes his survival through centuries of oppression.
The absence of a native middle class naturally left the nation more than
usually dependent upon its nobility, and in this case they did not prove
equal to the difficult task before them.
The Turkish Advance
Perhaps the answer to these speculations will
suggest itself as we follow this brief thread further. Certainly as the
fourteenth century closed, the two thrones were occupied by men of more
than usual ability - Mircea the Old of Wallachia (1386-1418), and Alexander
the Good of Moldavia (1401-1431) - who were able to give certain stability
to their dominions at the very moment when Bulgaria and Serbia were on
the point of extinction. Romanian history can only be understood in its
geographical setting, and it is essential to remember that the rise of
the two principalities coincided with the decay of two powerful Slav states
immediately to the south of the Danube and with the victorious advance
of a new military power of the very first order, the Ottoman Turks. Bulgaria
had already lost its power of resistance since the defeat of Velbuzd in
1330, and had fallen into three weak and loosely knit states, with their
centers at Vidin and Trnovo and in the Dobrogea. Serbia, which had reached
its zenith under Stephen Dusan (1332-56), "Tsar of the Greeks and
Serbs", rapidly declined after his death: in 1371 even a combination of
Serbs and Bulgars was crushingly defeated by the Turks, in a great battle
on the Marica river: and henceforth the latter were faced, no longer by
a strong and expanding Serbian empire, but by a whole series of ephemeral
petty states, stretching from the Adriatic to the Danube and the Black
Sea, badly organized and mutually suspicious.
In 1387 Sultan Murad I resumed his advance
into the heart of the peninsula, and though defeated in that year, he won
two years later the memorable victory of Kossovo, which is generally regarded
as the death blow to medieval Serbia. It has been frequently maintained
that Mircea of Wallachia sent a contingent of troops to the help of the
Serbs, and though there is no evidence for this story, it is certainly
a fact that the new Sultan Bayezid followed up his victory by invading
Wallachia. Mircea was made prisoner, sent to Broussa and only released
in return for an annual tribute. Thus the year 1391 marks the first appearance
of Wallachia on the register of vassals to the Sublime Porte.
On his return Mircea sought new allies. In
1393 the last trace of Bulgarian independence was overthrown, and only
the Danube now separated the Romanians from the rapidly expanding Turkish
empire. It was natural enough that Bayezid should next year direct his
attack against Mircea, who more than held his own in a battle in the marshes
of Rovine, on the Danube, and thus saved the country from actual conquest.
It seems to have been on this occasion that King Marko, the hero of Serbian
legend, met his death, ignominiously fighting in the Turkish ranks. But
Mircea felt his situation to be desperate and in 1395 fled to Transylvania,
where he concluded a treaty of alliance with the new king of Hungary, Sigismund
of Luxembourg, the husband of Louis' daughter and heiress.
By this time western Europe was acutely anxious
as to theTurkish advance, though unhappily its desire to help the Christians
of the East was tinged by political ambitions not dissimilar to those of
the notorious Fourth Crusade, and by the proselytizing design of Rome against
Orthodoxy. In 1396, then, it came to a new crusade led by Sigismund himself,
with many thousands of French, Burgundian and German knights. But all their
gallantry and fine equipment could not avail against the foolhardy and
arrogant tactics which had led an earlier generation to disaster at Crecy.
On the field of Nicopolis the Turks again won a crushing victory,
the flower of French and Burgundian chivalry was wiped out or held to ransom,
and Sigismund himself, after barely escaping with his life, was stripped
of financial resources - a handicap which was to remain with him throughout
life - involved in a disputed succession in Hungary and Croatia and irresistibly
tempted to dabble in the politics of Bohemia, where his brother Wenceslas
was rapidly making himself impossible. In a word, the prestige of Hungary,
which under Louis the Great had stood very high in all the Danubian states,
and which between Kosovo and Nicopolis had seemed to offer the main guarantee
of salvation from the Turks, now fell under a sudden eclipse.
Small wonder then, if Mircea of Wallachia,
deprived of active support from his northern ally, should have found utmost
difficulty in holding his own against the Turks, or that in their search
for a substitute both he and Stephen, the voivode of Moldavia, should have
turned to the more distant Poland, the latter even acknowledged it as his
suzerain.
What secured to the Romanians a much needed
respite was theMongol invasion of 1402, in which Sultan Bayezid was defeated
and made prisoner by the redoubtable Tamerlane, his death in captivity
being followed by a prolonged civil war between his sons. Unhappily it
was merely a respite; there was no real possibility of a counteroffensive.
For on the one hand Sigismund was absorbed in the struggle against a rival
claimant in Hungary, his own cousin Ladislas of Naples, and also caught
up in the first throes of religious and political unrest in his native
Bohemia. Bulgaria was by now under the yoke and past helping, Serbia under
the impotent successors of Lazar was already a liability rather than an
asset to the Christian cause, while Bosnia was torn by religious dissensions.
On the other side, Moldavia was in much closer connection with Poland than
with Hungary: and Alexander the Good married as his third wife a kinswoman
of King Wladislaw Jagiello, and even sent Romanian troops to fight under
the Polish flag at the great battle of Tannenberg in 1410. This did not
prevent the two brothers-in-law, Wladislaw and Sigismund, from contracting
a secret treaty which envisaged a possible partition of Moldavia.
Mircea's adroit speculations in the Turkish
civil war ended in disaster; for his ally Musa was eventually overthrown
by Mohammed II, who seized the three strong strategic points of Giurgiu,
Nicopolis and Isaccea and very nearly captured the Genoese port of Moncastro
also. Already the position of the Romanians was precarious, but as yet
the Turks were concentrating their efforts upon the main line of advance
through the Morava valley to the Middle Danube, determined that first Serbia,
then Hungary, should share the fate of Bulgaria. In 1417, then, Mircea
found it necessary to acknowledge the suzerainty of the Porte, to pay a
regular tribute of 3,000 ducats, and to surrender all territory south of
the Danube mouths (the modern province of Dobrogea). A year later he died,
after one of the few normally long reigns in Romanian history.
For several decades after Mircea's death Wallachia
was convulsed by the faction fighting of his sons and other rival claimants,
and on Alexander's death in 1432 Moldavia fell into similar anarchy. It
was doubtless this which forced Sigismund, who had so long been absorbed
in the affairs of the West, to turn his attention once more to the Balkan
peninsula. The brunt of the defence of Europe against the Turks thus came
to be borne by Hungary, which now earned the proud title "propugnaculum
christianitatis".
Meanwhile Stephen Lazarevic and George
Brankovic, the rulers of what remained of Serbia, sank to the level
of Hungarian vassals, and Belgrade was garrisoned by Hungarian troops.
Dan II of Wallachia also recognised Sigismund as his overlord, and it was
his inability to maintain his throne against the rival Turkish candidate21,
that brought Sigismund himself to the Danube after an absence of almost
thirty years. In 1427 he led an army through the Transylvanian passes,
reinstated Dan and established a new fortress at Giurgiu...But he found
a more serviceable tool than Dan in the latter's younger brother Vlad,
commonly known as "Dracul", who was once more allowed to hold fief of Fagaras
and Amlas. Vlad, however, was unable to stem the ever-recurring
Turkish raids from the south of the river and was in the end carried into
captivity.
On his death in 1437, Sigismund was succeeded
by his son-in-law Albert of Habsburg, who won the allegiance of Hungary
and with more difficulty, of Bohemia and was almost at once elected king
of the Romans. He seems to have understood the need for defence far better
than the factious nobles of his Hungarian kingdom, and when in 1438 Murad
II invaded Transylvania - this time with the aid of Dracul - he found that
Magyar distrust of his German advisors was stronger than the flair for
a neighbours burning house, and had to look on impatiently while Semendria,
George Brankovic's Danubian stronghold, fell before the Turks.
- 1446, John Hunyadi invaded Wallachia, ejected Vlad and established Vladislav, son of Dan II
- 1456, Hunyadi ejected the insignificant Prince Vladislav Dan in favour of his own nominee, Vlad (the Impaler)
- 1462, Sultan Mohammed22 invaded Wallachia, and Vlad after an unsuccessful raid on his camp, fled to take refuge in Hungary
- 1476, Vlad was reinstated on the throne of Wallachia by Matthias of Hungary but died within the year
- the current Sultan (Mohammed the Conqueror) put Vlad's younger brother Radu cel Frumos on the throne
- 1471, Stephen the Great (of Moldavia) invaded Wallachia, routed Radu at Soci and put his own nominee Basarab Laiota on the throne
1 Also 'Carol Robert
d'Anjou'.
2 Sigismund will eventually
also become the king of Poland (1370) and the Holy Roman Emperor.
3 From the death of
Mircea the Old (1418) to the end of the fifteenth century, Wallachia had
fifteen voivodes. On the average each reign lasted barely five and
a half years.
4 Alexandru cel Bun
5 Radu cel Mare
6 Stefan cel Mare
7 Mihai Viteazul
8 V. Pârvan,
DACIA, p.2.
9 Titus Flavius Domitianus.
10 Marcus Ulpius
Trajanus.
11 Portile
de Fier in Romanian.
12 Another monument
of victory is the great circular ruin of the Tropaeum Traiani at Adam Klissi,
in the Dobrogea.
13 Publius Aelius
Hadrianus.
14 Gaius Messius
Quintus Traianus Decius.
15 Lucius Domitius
Aurelianus.
16 Namely Wallachia
and Moldavia.
17 This term generally
applied to the area east of the Olt river. The area west was called Oltenia.
18 Charles Robert
was the grandson of Charles of Anjou, founder of the Kingdom of Naples,
and champion of the Papacy against the last of the Hohenstaufen, Conradin
and Manfred.
19 In what is now
Bukovina - to be distinguished from theWallachian Cimpulung.
20 From dvor
or Court.
21 Radu II Prasnaglava.
22 He was called
Mehmed in Turkish.